dependency-track-maven-plugin

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dependency-track-maven-plugin

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Maven plugin that integrates with a Dependency Track server to submit dependency manifests and optionally fail execution when vulnerable dependencies are found.

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- - codeql-analysis.yml
  - maven.yml
  - sonar.yml
- dependabot.yml
- - 0001-record-architecture-decisions.md
  - 0002-use-maven-to-build-plugin.md
  - 0003-use-two-dependency-injection-frameworks.md
- RELEASES.md
- TESTING.md
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README.md

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# dependency-track-maven-plugin
Maven plugin to integrate with a [Dependency-Track](https://dependencytrack.org/) server to submit dependency manifests and gather
project metrics.  Can be used within build pipelines to analyse the current project and optionally fail the build if vulnerabilities 
are found.

## Usage
This maven plugin provides various functions relating to Dependency-Track, from uploading the Bill of Material, to 
checking for 3rd party dependencies with vulnerabilities in your Maven POM.  Common configuration can be provided 
in the `pluginManagement` section of your POM to avoid repetition.

### Plugin Configuration

```xml
<pluginManagement>
 <plugins>
 <plugin>
 <groupId>io.github.pmckeown</groupId>
 <artifactId>dependency-track-maven-plugin</artifactId>
 <version>${dependency-track-maven-plugin.version}</version>
 <configuration>
 <dependencyTrackBaseUrl>http://localhost:8081</dependencyTrackBaseUrl>
 <apiKey>API_KEY</apiKey>
 </configuration>
 </plugin>
 </plugins>
</pluginManagement>
```

Especially if you're in a multi-module configuration you should additionally include the plugin
in the regular build plugin section that contains `<inherited>false</inherited>`.
This assures that your submodules reflect the parent/child hierarchy of your pom.

```xml
<plugins>
 
 <plugin>
 <groupId>org.cyclonedx</groupId>
 <artifactId>cyclonedx-maven-plugin</artifactId>
 </plugin>
 <plugin>
 <groupId>io.github.pmckeown</groupId>
 <artifactId>dependency-track-maven-plugin</artifactId>
 <inherited>false</inherited>
 <configuration>
 
 <parentUuid>UUID_OF_PARENT_PROJECT_IN_DTRACK</parentUuid>
 
 <parentName>NAME_OF_PARENT_PROJECT_IN_DTRACK</parentName>
 <parentVersion>VERSION_OF_PARENT_PROJECT_IN_DTRACK</parentVersion>
 </configuration>
 </plugin>
</plugins>
```

> [!IMPORTANT]
> Dependency Track includes a front-end and an api-server component on different ports (defaulting to
> 8080 and 8081 respectively). You must ensure that you target the api server component (8081) and not the front-end
> component URL in the `dependencyTrackBaseUrl` property.

#### Polling Configuration
The plugin is configured to poll for results from the Dependency-Track server by default.  The polling configuration
can be changed by modifying the `pollingConfig` element in the plugin configuration.  The available options are:

| Property | Required | Default Value | Support Values   |
|----------|----------|---------------|------------------|
| enabled  | false    | true          |                  |
| pause    | false    | 1             |                  |
| attempts | false    | 20            |                  |
| timeUnit | false    | SECONDS       | MILLIS / SECONDS |

**XML Configuration Example**

```xml
<configuration>
 <pollingConfig>
 <enabled>true</enabled>
 <pause>500</pause>
 <attempts>40</attempts>
 <timeUnit>MILLIS</timeUnit>
 </pollingConfig>
</configuration>
```

To set these options on the Command Line, you need to set the PollingConfig in your POM file to be set by a property
when running a command.

Note that when doing this, **the defaults are change to the primitive defaults**, so polling is not enabled unless you
provide these properties.

**XML Configuration Example**

```xml
<project>
 <build>
 <plugins>
 <plugin>
 <groupId>io.github.pmckeown</groupId>
 <artifactId>dependency-track-maven-plugin</artifactId>
 <version>${dependency-track-maven-plugin.version}</version>
 <inherited>false</inherited>
 <configuration>
 <dependencyTrackBaseUrl>${env.DEPENDENCY_TRACK_BASE_URL}</dependencyTrackBaseUrl>
 <apiKey>${env.DEPENDENCY_TRACK_API_KEY}</apiKey>
 <pollingConfig>
 <enabled>${polling.enabled}</enabled>
 <attempts>${polling.attempts}</attempts>
 <pause>${polling.pause}</pause>
 <timeUnit>${polling.timeUnit}</timeUnit>
 </pollingConfig>
 </configuration>
 </plugin>
 </plugins>
 </build>
</project>
```

Then in your `mvn` command, you can override the default values for polling like this:

```shell
mvn io.github.pmckeown:dependency-track-maven-plugin:findings \
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY} \
  -Dpolling.enabled=false \
  -Dpolling.attempts=100 \
  -Dpolling.pause=2 \
  -Dpolling.timeUnit=MILLIS
```

#### Dependency-Track Configuration
Your Dependency-Track server must be configured with an `Automation` team whose API Key should be provided
in the `apiKey` configuration parameter to this plugin.

See [the permissions section](#permissions) for an overview of the permission the Automation team needs for the various actions.

The following options are common to all goals and can be declared centrally in the plugin management definition 
of this plugin:

| Property               | Required | Default Value                 |
|------------------------|----------|-------------------------------|
| dependencyTrackBaseUrl | true     | N/A                           |
| apiKey                 | true     | N/A                           |
| projectName            | false    | ${project.artifactId}         |
| projectVersion         | false    | ${project.version}            |
| failOnError            | false    | false                         |
| skip                   | false    | false                         |  
| verifySsl              | false    | true                          |

The skip property has more than two possible values:
 * true: will skip as usual
 * releases: will skip if current version of the project is a release
 * snapshots: will skip if current version of the project is a snapshot
 * any other values will be considered as false

### Permissions

The following recommended permissions are required for the different actions when using Dependency Track 5.
Information for older versions of Dependency Track is mentioned below.

`VIEW_PORTFOLIO` is required for all actions.

#### Upload Bill of Material
- `BOM_UPLOAD`
- `PROJECT_CREATION_UPLOAD` 1
- `PORTFOLIO_MANAGEMENT_UPDATE` 2

1 only required for creating new projects based on the BOM. Alternatively `PORTFOLIO_MANAGEMENT_CREATE` can be used.

2 only required for `updateProjectInfo` and `updateParent`.

#### Project Findings
- `VIEW_VULNERABILITY`

#### Policy Violations
- `VIEW_POLICY_VIOLATION`

#### Delete Project
- `PORTFOLIO_MANAGEMENT_DELETE`

#### Older Dependency Track Versions

##### 4.x

Instead of `PORTFOLIO_MANAGEMENT_UPDATE` or `PORTFOLIO_MANAGEMENT_DELETE` you need to grant the `PORTFOLIO_MANAGEMENT` permission.

##### 4.4.x and earlier

The policy violations action also needs the `VULNERABILITY_ANALYSIS` permission.

### Dependency-Track Plugin/Server Compatibility

The Dependency-Track Plugin is compatible with Dependency Track 4 and 5.

| Min Plugin Version | Required Server Version | Usable Features         |
|--------------------|-------------------------|-------------------------|
| 1.5.0              | 4.8.0                   | Project parent          |
| 1.10.0             | 4.12.0                  | isLatest, projectTags   |

> [!NOTE]
> Certain plugin features are not available in older server versions.
> This will be mentioned in the documentation below.

## Features

* [Upload Bill of Material](#mojo-upload-bom) - Create/modify a project on the Dependency-Track server, as well
as set additional information such as description, group, PURL via the `updateProjectInfo` option
* [Get Project Findings](#mojo-findings) - Returns vulnerability findings on a project, useful for CI/CD 
quality control
* [Get Policy Violations](#mojo-policy-violations) - Returns policy findings on a project, useful for CI/CD quality control
* [Get Inherited Risk Score](#mojo-score) - Useful for CI/CD quality control
* [Get Metrics](#mojo-metrics) - Useful for CI/CD quality control
* [Delete Project](#mojo-delete-project) - Deletes a project from the Dependency-Track server

### Upload Bill of Material
Upload a Bill of Material (BOM) to a Dependency-Track server.  By default, this uploads the bom.xml and creates (or
updates if already present) a project on the Dependency-Track server with the name and version that map to the current
maven project artifactId and version.  Set the projectName or projectVersion properties if you want to override the
project name or version.

#### POM Usage
Binds by default to the Verify Phase in the Maven lifecycle in line with 
[cyclonedx-maven-plugin](https://github.com/CycloneDX/cyclonedx-maven-plugin).

#### Direct Usage

#### Direct Usage with Overrides

```
mvn io.github.pmckeown:dependency-track-maven-plugin:upload-bom \
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY} \
  -Ddependency-track.projectName=arbitrary-name 
  -Ddependency-track.projectVersion=99.99
```

#### Dependencies
Needs to be used in conjunction with the [cyclonedx-maven-plugin](https://github.com/CycloneDX/cyclonedx-maven-plugin)
which will generate a bom.xml file from the declared and transitive dependencies in your POM.

If both the cyclonedx-maven-plugin and this plugin are run in the same phase, the cyclonedx-maven-plugin should be declared
first in your POM to ensure that it runs first.

#### Configuration

By default, the plugin will poll the Dependency-Track server after a BOM upload to ensure it has been completed before 
continuing with plugin execution. This can be disabled by updating the [Polling Configuration](#polling-configuration).

| Property | Required | Default Value | Example Values | Server Requirement |
|--------------------|----------|------------------------|---------------------------------------|--------------------|
| bomLocation | false | target/bom.xml | target/custom-bom.xml | |
| updateProjectInfo | false | false | false | |
| updateParent | false | false | true | 4.8.0 |
| parentUuid | false | | 628df5eb-a7fe-4c3f-831c-4536839a05ed | |
| parentName | false | ${project.parent.name} | my-name-override | |
| parentVersion | false | | ${project.parent.version} | |
| isLatest | false | | true | 4.12.0 |
| projectTags[].name | false | | <name>tag1</name> | 4.12.0 |
| uploadWithPut | false | true | false | |

The BOM Location can be modified if you generate it to a folder that is not the default of `target/`.

When setting `updateProjectInfo` to `true`, an attempt will be made to update the following project information in 
Dependency-Track based on the metadata present in the BOM:

* Author - `Alice Bravo`
* Publisher - `Company Inc`
* Description - `An example project from department Foo`
* Classifier - `Library`
* Group (Namespace, group, or vendor) - `tld.company.foo`
* PURL (Package URL) - `pkg:maven/tld.company.foo/project@1.0.0?type=jar`
* CPE (Common Platform Enumeration) - `cpe:2.3:a:company:project:1.0.0:ga:*:*:*:*:*:*`
* SWID Tag Id (Software Identification Tag Id) - `<SoftwareIdentity name="project" ...`

> [!NOTE]
> * This requires a CycloneDX BOM using Schema 1.2 or later.
> * Not all information is visible in the Dependency-Track server UI.

By setting `updateParent` to `true` you can set the parent project in Dependency-Track. The 
parent name will be defaulted to that POM's project parent name. If you wish to override that value, or there is 
no parent set within the `pom.xml`, then explicitly set `parentName`.

> [!IMPORTANT]
> Both `parentName` and `parentVersion` must be configured, otherwise both values are omitted in the upload.
>
> If both `parentUuid` and `parentName` / `parentVersion` are provided in configuration, `parentUuid` will
> take precedence.
>
> If a non-existing parent information is provided, the plugin will fail with `404 Not found`.

The `isLatest` option sets the flag on the project to indicate that it is the latest version.

The `projectTags` option allows for tags to be added to a project.  This adds project tags only, and doesn't reconcile 
the tags on the remote server, so if they are removed from the list or modified, they will need to be removed or 
modified on the server to reflect the new state.

When `uploadWithPut` is set to `true` the PUT API will be used to upload the BOM to Dependency Track.
When it is set to `false` the POST API will be used for uploading, which uses a multipart request body instead of a JSON payload.
The POST API is less restrained on the maximum SBOM size and also plays better with WebApplication Firewalls.

#### Examples

```xml
<execution>
 <id>upload-bom</id>
 <phase>verify</phase>
 <goals>
 <goal>upload-bom</goal>
 </goals>
 <configuration>
 <updateProjectInfo>true</updateProjectInfo>
 <isLatest>true</isLatest>
 <projectTags>
 <name>tag1</name>
 </projectTags>
 </configuration>
</execution>
```

### Get Project Findings
After a BOM upload, the best way to determine if there are any vulnerabilities is to use the `findings` goal which is 
usable immediately after an upload.  Other goals, such as `metrics` and `score` pull down information from the
Dependency-Track server that is analysed asynchronously and as such may not be available when invoked immediately after 
a BOM upload.
  
The `findings` goal prints out some details of all the current issues found in the scan, including: component 
details, vulnerability description and suppression status.

The `findings` goal can be configured to fail the build if the number of findings in a given category are higher than 
the threshold set for that category.

Note that each severity category is assessed independently of the others.  So a medium threshold of 0 with a findings
results containing 1 high finding will not fail.

When using this goal independently, remember that the default behaviour of the plugin is to not fail when findings
are found, use the `dependency-track.failOnError` command line property to configure this.

#### POM Usage
Binds by default to the Verify Phase in the Maven lifecycle in line with 
[cyclonedx-maven-plugin](https://github.com/CycloneDX/cyclonedx-maven-plugin).

#### Direct Usage

#### Direct Usage with Overrides

```shell
mvn io.github.pmckeown:dependency-track-maven-plugin:findings \
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY}
  -Ddependency-track.projectName=arbitrary-name 
  -Ddependency-track.projectVersion=99.99
```

#### Dependencies
Depends on a project existing in the Dependency-Track server that matches the current project artifactId and version or
whatever overridden values that are supplied.

#### Configuration

The `findings` goal supports the following XML configuration in the POM:

| Property                     | Required | Default Value | Description                                                                                            |
|------------------------------|----------|---------------|--------------------------------------------------------------------------------------------------------|
| findingThresholds            | false    | N/A           | If not set or no child elements set then no policy will be applied and the goal will always succeed    |
| findingThresholds.critical   | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |
| findingThresholds.high       | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |
| findingThresholds.medium     | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |
| findingThresholds.low        | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |
| findingThresholds.unassigned | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |

The `findings` goal also supports the following command line options however XML configuration takes precedence if set:

| Property                     | Required | Example Value |
|------------------------------|----------|---------------|
| findingThresholds.critical   | false    | 0             |
| findingThresholds.high       | false    | 3             |
| findingThresholds.medium     | false    | 10            |
| findingThresholds.low        | false    | 50            |
| findingThresholds.unassigned | false    | 0             |

#### Examples
The following configuration will cause the build to fail if there are any critical or high issues found, more than 5 
medium issues or more than 10 low issues.

```xml
<findingThresholds>
 <critical>0</critical>
 <high>0</high>
 <medium>5</medium>
 <low>10</low>
</findingThresholds>
```

You can enable the build to fail on any issues in any category by using the following configuration:

```xml
<findingThresholds />
```

The following CLI execution will fail if there are any findings with a severity rating of HIGH:

The following CLI execution will fail if there are any findings in any category:

```shell
mvn io.github.pmckeown:dependency-track-maven-plugin:findings \
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY} \
  -Ddependency-track.failOnError=true \
  -DfindingThresholds.critical=0 \
  -DfindingThresholds.high=0 \
  -DfindingThresholds.medium=0 \
  -DfindingThresholds.low=0 \
  -DfindingThresholds.unassigned=0
```

### Get Policy Violations
Dependency Track supports the definition of [Policies](https://dependencytrack.github.io/docs/next/reference/policies/) which 
can be applied to Projects, Components or the entire portfolio.

Policies are applied when an SBOM is uploaded and can target various attributes about the software component's 
dependencies including but not limited to specific versions of packages, linked vulnerabilities over a given severity
threshold and which license they are distributed under.

Policies can be given a Violation State that indicates the severity if that policy is violated.  
 
This goal checks the supplied Project for any Policy Violations.  This plugin honours the Violation State defined in 
a Policy and so when a Policy is violated the plugin behaviour is as follows:

* FAIL - the build will fail unless the Global `failOnError` option is set to true
  * WARN - the build will pass unless the `failOnWarn` option for this goal is set to true
  * INFO - the build will pass

#### POM Usage

Binds by default to the Verify Phase in the Maven lifecycle. This goal should be run after the `upload-bom` goal with
enough time for the server to evaluate the uploaded SBOM against the configured policies.

Ideally `upload-bom` would run during the validate phase and `policy-violations` in the verify phase.

#### Direct Usage

```shell
mvn io.github.pmckeown:dependency-track-maven-plugin:policy-violations \
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY}
```

#### Dependencies
Depends on a project existing in the Dependency-Track server that matches the current project artifactId and version or
whatever overridden values that are supplied.

#### Configuration

| Property   | Required | Default Value | System Property             |
|------------|----------|---------------|-----------------------------|
| failOnWarn | false    | false         | dependency-track.failOnWarn |

#### Behaviour

The Policy Violations associated with a Project is refreshed and up to date after a SBOM upload and after 
a periodic server-side data refresh.

It is recommended to generate and upload an SBOM when retrieving Policy Violations so that the Project is 
evaluated against the most recent SBOM.  If the Policy has changed since the last SBOM upload for the Project,
the data from the API may be inconsistent and result in null values in the printed output and reports due to data
changes since the policy was last applied.

### Get Inherited Risk Score
Get the Inherited Risk Score from the Dependency-Track server for the current project or any arbitrary project.
The Risk Score per vulnerability tells you about a specific vulnerability in a dependency in your application and how 
vulnerable you are to exploit and how bad the impact could be.  The Inherited Risk Score provides a summation of those
Risk Scores into a single value.

The Inherited Risk Score as a single value is useful if you only want to have coarse grained checks in your build, such 
failing on a score greater than zero.

If the `inheritedRiskScoreThreshold` parameter is set, then the build will fail if the Inherited Risk Score is **greater 
than** the threshold.

#### POM Usage
Binds by default to the Verify Phase in the Maven lifecycle.  This goal should be run after the `upload-bom` goal with
enough time for the server to compute the new score if it has changed.

Ideally `upload-bom` would run during the validate phase and `score` in the verify phase.

#### Direct Usage

```shell
mvn io.github.pmckeown:dependency-track-maven-plugin:score \
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY}
```

#### Dependencies
Depends on a project existing in the Dependency-Track server that matches the current project artifactId and version or
whatever overridden values that are supplied.

#### Configuration

| Property                    | Required | Default Value | System Property                              |
|-----------------------------|----------|---------------|----------------------------------------------|
| inheritedRiskScoreThreshold | false    | N/A           | dependency-track.inheritedRiskScoreThreshold |

### Get Metrics
Get and print all metrics from the Dependency-Track server for the current project or any arbitrary project.  Optionally
define thresholds for each category of issue found to allow finer grained control over build failure.

Ideally `upload-bom` would run during the validate phase and `metrics` in the verify phase.

#### Direct Usage

```shell
mvn io.github.pmckeown:dependency-track-maven-plugin:metrics \  
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY}
```

#### Dependencies
Depends on a project existing in the Dependency-Track server that matches the current project artifactId and version or
whatever overridden values that are supplied.

#### Configuration

| Property                   | Required | Default Value | Description                                                                                            |
|----------------------------|----------|---------------|--------------------------------------------------------------------------------------------------------|
| metricsThresholds          | false    | N/A           | If present with no child elements, any issues found in any category will cause the build to fail       |
| metricsThresholds.critical | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |
| metricsThresholds.high     | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |
| metricsThresholds.medium   | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |
| metricsThresholds.low      | false    | 0             | The build will fail if the issue count is higher than the configured threshold value for this category |

Note that this goal does not yet support command line threshold options.

#### Examples
The following configuration will cause the build to fail if there are any critical or high issues found, more than 5 
medium issues or more than 10 low issues.
 
```xml
<metricsThresholds>
 <critical>0</critical>
 <high>0</high>
 <medium>5</medium>
 <low>10</low>
</metricsThresholds>
```

You can enable the build to fail on any issues in any category by using the following configuration:

```xml
<metricsThresholds />
```

### Delete Project
Delete the current or any arbitrary project from the Dependency-Track server.

#### POM Usage
Does not bind by default to any Phase in the Maven lifecycle.  This goal can be run independently any time to delete a 
project.

Expected usage is for temporary scans of short-lived branch code that need to be cleaned up from the server once the 
score has been determined.

#### Direct Usage

```
mvn io.github.pmckeown:dependency-track-maven-plugin:delete-project \
  -Ddependency-track.dependencyTrackBaseUrl=${DEPENDENCY_TRACK_BASE_URL} \
  -Ddependency-track.apiKey=${DEPENDENCY_TRACK_API_KEY}
```

#### Dependencies
Depends on a project existing in the Dependency-Track server that matches the current project artifactId and version or
whatever overridden values that are supplied.

#### Configuration
See common configuration above.

## Documentation
Further docs can be found in [doc/](doc/):
*   [Testing](./doc/TESTING.md)
*   [Releases](./doc/RELEASES.md)

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